What investment services and advice can you provide me?

Westrock offers only brokerage services to its retail investors. Westrock’s principal brokerage services include buying and selling securities on a solicited and unsolicited basis. Westrock does not provide any investment advisory services including, for example, financial planning or wrap fee programs to its retail investors.

Monitoring: Westrock voluntarily review the holdings of its retail customers’ accounts for the purposes of determining whether to provide a recommendation to the customer. This voluntary review is not considered to be “account monitoring,” and not meant to create an implied agreement with the customer to monitor the account.

Investment Authority: Applies only to sweep account (where dividends are automatically transferred) chosen by the customers.

Account Minimums and Other Requirements: Westrock does not require any minimum account size to open or maintain brokerage accounts.

Limited Investment Offerings: Westrock does not participate in Investment offerings or offer any proprietary manufactured products except mutual funds offered by mutual fund companies. Westrock does not (a) have revenue sharing arrangements, and (b) does not participate in principal trading.